0000912282-11-000712.txt : 20111014 0000912282-11-000712.hdr.sgml : 20111014 20111014130737 ACCESSION NUMBER: 0000912282-11-000712 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20111014 DATE AS OF CHANGE: 20111014 GROUP MEMBERS: 7804 YUKON INC. GROUP MEMBERS: HODGKINSON EQUITIES CORP. FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HODGKINSON ROBERT L CENTRAL INDEX KEY: 0000903146 FILING VALUES: FORM TYPE: SC 13G/A SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Dejour Energy Inc. CENTRAL INDEX KEY: 0001323838 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-84244 FILM NUMBER: 111141365 BUSINESS ADDRESS: STREET 1: 598-999 CANADA PLACE CITY: VANCOUVER STATE: A1 ZIP: V6C 3E1 BUSINESS PHONE: 604-638-5050 MAIL ADDRESS: STREET 1: 598-999 CANADA PLACE CITY: VANCOUVER STATE: A1 ZIP: V6C 3E1 FORMER COMPANY: FORMER CONFORMED NAME: DEJOUR ENTERPRISES LTD DATE OF NAME CHANGE: 20050414 SC 13G/A 1 sc13ga_dejour-12312008.htm Unassociated Document
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 
 



SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 19341
(AMENDMENT NO. 1)1

Dejour Energy Inc.
(Name of Issuer)



Common Shares
(Title of Class of Securities)



244866208
(CUSIP Number)


December 31, 2008
(Date of Event Which Requires Filing of This Statement)

 
Check the Appropriate box to designate the rule pursuant to which this schedule is filed:
 
 o
Rule 13d-1(b)
 o
Rule 13d-1(c)
 x
Rule 13d-1(d)
 


 
1
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 

 
 

 
CUSIP No. 244866208
13G
Page 2 of 9 Pages



1
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
 
 
Robert L. Hodgkinson
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) þ
(b) o
 
The group of reporting persons on this Schedule 13G includes: Robert L. Hodgkinson, 7804 Yukon Inc. and Hodgkinson Equities Corp.
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Canadian
 
5
SOLE VOTING POWER
NUMBER OF
 
2,885,216*
SHARES
6
SHARED VOTING POWER
BENEFICIALLY
 
6,432,967*
OWNED BY
7
SOLE DISPOSITIVE POWER
EACH
 
2,885,216*
REPORTING
8
SHARED DISPOSITIVE POWER
PERSON WITH
 
6,432,967*
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
8,917,533*
*Robert L. Hodgkinson beneficially owns 8,917,533 common shares of Dejour Energy Inc., excluding (i) 191,900 common shares held directly by his wife, Lori Kozub Hodgkinson, and (ii) 208,750 common shares issuable upon exercise of presently exercisable stock options granted to Ms. Hodgkinson by Dejour Energy Inc., as to all of which, pursuant to Rule 13d-4 under the Securities Exchange Act of 1934, as amended, Mr. Hodgkinson disclaims beneficial ownership.  Of the common shares beneficially held by Mr. Hodgkinson, 1,500,000 common shares are held directly by 7804 Yukon Inc., over which Mr. Hodgkinson has sole investment and voting control, and (i) 3,600,499 common shares and (ii) 931,818 common shares issuable pursuant to presently exercsable warrants, are held directly by Hodgkinson Equities Corp, over which Mr. Hodgkinson has sole investment and voting control.  Of the remaining common shares beneficially held by Mr. Hodgkinson, 797,875 common shares are issuable upon the exercise of presently exercisable stock options granted to Mr. Hodgkinson by Dejour Energy Inc.
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*  x
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
7.2%
12
TYPE OF REPORTING PERSON*
 
IN

 
 

 
CUSIP No. 244866208
13G
Page 3 of 9 Pages



1
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
 
 
7804 Yukon Inc.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) þ
(b) o
 
The group of reporting persons on this Schedule 13G includes: Robert L. Hodgkinson, 7804 Yukon Inc. and Hodgkinson Equities Corp.
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Nevada
 
5
SOLE VOTING POWER
NUMBER OF
 
1,500,000*
SHARES
6
SHARED VOTING POWER
BENEFICIALLY
 
Not applicable
OWNED BY
7
SOLE DISPOSITIVE POWER
EACH
 
1,500,000*
REPORTING
8
SHARED DISPOSITIVE POWER
PERSON WITH
 
Not applicable
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,500,000*
*Robert L. Hodgkinson beneficially owns 8,917,533 common shares of Dejour Energy Inc., excluding (i) 191,900 common shares held directly by his wife, Lori Kozub Hodgkinson, and (ii) 208,750 common shares issuable upon exercise of presently exercisable stock options granted to Ms. Hodgkinson by Dejour Energy Inc., as to all of which, pursuant to Rule 13d-4 under the Securities Exchange Act of 1934, as amended, Mr. Hodgkinson disclaims beneficial ownership.  Of the common shares beneficially held by Mr. Hodgkinson, 1,500,000 common shares are held directly by 7804 Yukon Inc., over which Mr. Hodgkinson has sole investment and voting control, and (i) 3,600,499 common shares and (ii) 931,818 common shares issuable pursuant to presently exercsable warrants, are held directly by Hodgkinson Equities Corp, over which Mr. Hodgkinson has sole investment and voting control.  Of the remaining common shares beneficially held by Mr. Hodgkinson, 797,875 common shares are issuable upon the exercise of presently exercisable stock options granted to Mr. Hodgkinson by Dejour Energy Inc.
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*    o
 
Not Applicable
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
1.2%
12
TYPE OF REPORTING PERSON*
 
CO

 
 

 
CUSIP No. 244866208
13G
Page 4 of 9 Pages



1
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
 
 
Hodgkinson Equities Corp.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) þ
(b) o
 
The group of reporting persons on this Schedule 13G includes: Robert L. Hodgkinson, 7804 Yukon Inc. and Hodgkinson Equities Corp.
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
British Columbia, Canada
 
5
SOLE VOTING POWER
NUMBER OF
 
4,532,317*
SHARES
6
SHARED VOTING POWER
BENEFICIALLY
 
Not applicable
OWNED BY
7
SOLE DISPOSITIVE POWER
EACH
 
4,532,317*
REPORTING
8
SHARED DISPOSITIVE POWER
PERSON WITH
 
Not applicable
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
4,532,317*
*Robert L. Hodgkinson beneficially owns 8,917,533 common shares of Dejour Energy Inc., excluding (i) 191,900 common shares held directly by his wife, Lori Kozub Hodgkinson, and (ii) 208,750 common shares issuable upon exercise of presently exercisable stock options granted to Ms. Hodgkinson by Dejour Energy Inc., as to all of which, pursuant to Rule 13d-4 under the Securities Exchange Act of 1934, as amended, Mr. Hodgkinson disclaims beneficial ownership.  Of the common shares beneficially held by Mr. Hodgkinson, 1,500,000 common shares are held directly by 7804 Yukon Inc., over which Mr. Hodgkinson has sole investment and voting control, and (i) 3,600,499 common shares and (ii) 931,818 common shares issuable pursuant to presently exercsable warrants, are held directly by Hodgkinson Equities Corp, over which Mr. Hodgkinson has sole investment and voting control.  Of the remaining common shares beneficially held by Mr. Hodgkinson, 797,875 common shares are issuable upon the exercise of presently exercisable stock options granted to Mr. Hodgkinson by Dejour Energy Inc.
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* o
 
Not Applicable
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
3.7%
12
TYPE OF REPORTING PERSON*
 
CO

 
 

 
CUSIP No. 244866208
13G
Page 5 of 9 Pages

 
 Item 1 (a). Name of Issuer:
   
 
Dejour Energy Inc.

 Item 1 (b). Address of Issuer’s Principal Executive Offices:
   
 
598 – 999 Canada Place
Vancouver, B.C.  V6C 3E1
Canada
 
 Item 2 (a). Name of Person Filing:
   
 
Robert L. Hodgkinson (“Hodgkinson”)

7804 Yukon Inc. (“Yukon”)

Hodgkinson Equities Corp. (“Equities”)
  
 Item 2 (b). Address of Principal Business Office or, if None, Residence:
   
 
598 – 999 Canada Place
Vancouver, B.C.  V6C 3E1
Canada

 Item 2 (c). Citizenship:
   
 
Hodgkinson:  Canadian

Yukon:  Nevada

Equities:  British Columbia, Canada
 
 Item 2 (d). Title of Class of Securities:
   
 
Common Shares

 Item 2 (e). CUSIP Number:
   
 
244866208
 
 Item 3.
If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
   
 
Not Applicable

 Item 4.
Ownership

 
Provide the following information regarding the aggregate number and percentage of the class of securities identified in Item 1.

  (a)
Amount beneficially owned:
   
 
   
See item 9 on the cover pages
     
 
 
 
 

 
CUSIP No. 244866208
13G
Page 6 of 9 Pages

 
  (b) Percent of Class:
     
   
See item 11 on the cover pages
     
  (c)
Number of shares as to which such person has:
     
    (i)  Sole power to vote or to direct the vote:
     
    (ii) Shared power to vote or to direct the vote:
     
    (iii)Sole power to dispose or to direct the disposition of:
     
    (iv)Shared power to dispose or to direct the disposition of:
     
 
See items 5 – 8 on cover pages
 
 Item 5.
Ownership of Five Percent or Less of a Class
   
 
If the statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  o.

 Item 6.
Ownership of Five Percent or Less of a Class
   
 
Not Applicable
 
 Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
   
 
Not Applicable

 Item 8.
Identification and Classification of Members of the Group
   
 
See Exhibit 2 hereto.

 Item 9.
Notice of Dissolution of Group
   
 
Not Applicable

 Item 10.
Certifications
   
 
Not Applicable

 
 

 
CUSIP No. 244866208
13G
Page 7 of 9 Pages


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct on October 12, 2011.



 
/s/ Robert L. Hodgkinson
 
Robert L. Hodgkinson
   
   
 
7804 YUKON INC.
   
 
By:  /s/ Robert L. Hodgkinson
 
Name:   Robert L. Hodgkinson
Title:     President
   
   
 
HODGKINSON EQUITIES CORP.
   
 
By:  /s/ Robert L. Hodgkinson
 
Name:   Robert L. Hodgkinson
Title:     President
   

 
 

 
 

 
CUSIP No. 244866208
13G
Page 8 of 9 Pages


Exhibit 1
 
JOINT FILING AGREEMENT
 
In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Schedule 13G (including amendments thereto) with respect to the common shares of Dejour Energy Inc. and further agree that this Joint Filing Agreement be included as an exhibit to such joint filing.
 
Dated: October 12, 2011
 
 
/s/ Robert L. Hodgkinson
 
Robert L. Hodgkinson
   
   
 
7804 YUKON INC.
   
 
By:  /s/ Robert L. Hodgkinson
 
Name:   Robert L. Hodgkinson
Title:     President
   
   
 
HODGKINSON EQUITIES CORP.
   
 
By:  /s/ Robert L. Hodgkinson
 
Name:   Robert L. Hodgkinson
Title:     President
   




 
 

 
CUSIP No. 244866208
13G
Page 9 of 9 Pages


Exhibit 2
 
IDENTIFICATION OF MEMBERS OF THE GROUP
 

 
Robert L. Hodgkinson
 
7804 Yukon Inc.
 
Hodgkinson Equities Corp.